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## Complete Registration to Activate Trading

Complete Registration to Activate Trading

# Trading Portfolio Allocation

## Client Information

Client Name Aldair Villalobos
Advisor Name Carolyn Greenwood Nelson
Advisor CRD 2081477
Advisor Firm DA Davidson
Date

## Proposed Trading Portfolio

Initial Capital 1,000 USD
Base Currency USDC
Investment Focus Balanced growth and income through diversified, automated copy trading
Primary Goal Target 10-12% monthly returns through passive, automated execution

## Trading Portfolio Allocation Overview

Asset Class | Allocation | Description
--- | --- | ---
Core + Rotational Crypto Assets | 50% | High-potential digital assets including BTC, ETH, SOL, and tactical altcoins. Actively rotated based on technical signals and macro narratives.
Global Dividend & Yield ETFs | 25% | Steady income generators across U.S. and international markets (e.g., SCHD, QYLD, VYMI). Helps offset crypto volatility and adds consistency.
Small-Cap & Momentum Equities | 15% | Targeted exposure to breakout stocks and high-beta plays selected by trend strength, earnings momentum, or news catalysts.
Cash / Short-Term Reserve (USDC) | 10% | Liquidity held in stablecoins to capture fast-moving setups or protect against volatility.

## Strategy Notes

### Cryptocurrency Allocation (50%)

This high allocation aligns with your diversification and automation preferences. It includes both core holdings (BTC, ETH) and an actively managed sleeve of trending altcoins. Positions are monitored and rotated regularly to capture momentum and minimize dead capital.

### Dividend & Yield ETFs (25%)

Provides income and stability. Includes global dividend funds and covered-call ETFs that deliver consistent yield with lower volatility than growth stocks or crypto.

### Small-Cap Momentum (15%)

Focuses on tactical swing opportunities in U.S. or global markets. These are selected using breakout setups, earnings revisions, and sector rotation tools.

### Cash Reserve (10%)

Held in USDC for liquidity, risk management, and the ability to quickly scale into promising setups or stabilize the portfolio during drawdowns.

## Key Considerations

Portfolio is designed for passive involvement and automated execution. All trades will be mirrored via copy trading.

Crypto exposure is purposefully elevated to increase upside potential without requiring constant oversight.

Diversification is built across asset classes, geographies, and strategies to protect against concentration risk.

Managed under a performance-based fee model. No management fees unless your capital grows.

Regular rebalancing and automated trade triggers ensure the strategy adapts to changing market conditions.

## Trading Portfolio Allocation Chart

Cryptocurrency 50%
Dividend & Yield ETFs 25%
Small-Cap Stocks 15%
Cash/Reserve 10%

These terms and conditions ("Agreement") governs the relationship between Aldair Villalobos ("Client") and Carolyn Greenwood Nelson ("Advisor") of DA Davidson ("Firm") regarding discretionary investment management services for a high-yield portfolio strategy.

## 1. Purpose of Agreement

This agreement establishes the framework for managing an aggressive, high-yield investment portfolio targeting quarterly returns through a combination of cryptocurrency, dividend securities, and small-cap equities. The Advisor will provide discretionary management based on the Client's stated high-risk tolerance and income/growth objectives.

## 2. Scope of Service

The advisor will manage and/or guide the investment of funds deposited by the client into his trading account structured and tracked in USD Coin (USDC) or USD-equivalent terms.

Services include:

- Access to a managed model portfolio which may include elements of copy trading.
- Ongoing portfolio monitoring and rebalancing.
- Tailored investment decisions aligned with the client's stated risk profile and objectives.
- Trade-idea-based communication (where applicable).

## 3. Execution of Trades

Execution of trades will occur under a copy-trading format, where the client's portfolio mirrors a master portfolio managed by the Advisor. Adjustments will be made when necessary to reflect the Client's specific risk tolerance and objectives. Client can view real-time updates, monitor trades, and track performance.

## 4. Withdrawal

Funds can be withdrawn at anytime, provided they are not currently involved in an active trade.

## 5. Fee Structure

1. No upfront or flat management fees will be charged.
2. A performance-based fee of 15% will apply to net realized profits. No fee is charged unless the portfolio achieves gains, ensuring full alignment between the Advisor's and Client's interests.
3. Fees are calculated in the base currency (USD or USDC) and settled accordingly.
4. This fee arrangement may be reviewed and adjusted over time, subject to mutual agreement based on portfolio performance, size, or other relevant factors.
5. The client has final approval authority on all transactions.

## 6. Risk Disclosure

1. Investments in cryptocurrency and equity markets carry inherent risks, including the risk of partial or total capital loss.
2. Past performance is not indicative of future results.
3. The advisor will take reasonable steps to manage risk but does not guarantee returns.
4. Client acknowledges and accepts these risks before engaging in this investment service.

## 7. Confidentiality and Data Protection

The Advisor is committed to protecting the Client's personal and financial data in accordance with applicable data protection laws and industry standards.

All digital communications, account access, and documentation are secured using encryption protocols. The Client's data will not be shared or used for any purpose other than for providing agreed services, unless required by law or explicitly authorized by the Client in writing.

## 8. Termination

1. Either party may terminate this agreement at any time with written notice.
2. Upon termination, all positions will be closed (if under full management) or transferred to the client for independent management.

## 9. Consent & Agreement

By proceeding with the portfolio, the client acknowledges understanding and agreement to the terms stated herein. The client further confirms that all information provided in the questionnaire is accurate and complete to the best of their knowledge.

## 10. Limitation of Liability

1. The Advisor shall not be held liable for any direct or indirect loss resulting from system outages, internet connectivity issues, platform malfunctions, or data transmission failures beyond their control.
2. The Advisor shall not be responsible for any delay or failure to perform obligations under this agreement due to force majeure events, including but not limited to natural disasters, pandemics, war, civil unrest, or regulatory changes.
3. The Client remains responsible for adhering to any investment restrictions or limitations applicable to their personal or legal circumstances. The Advisor shall not be held liable for non-compliance in this regard unless explicitly informed in writing and acknowledged.
4. The Client is responsible for maintaining the confidentiality of their login credentials and notifying the Advisor promptly of any suspected unauthorized access.

## 11. General Provisions

1. All amendments or modifications to this agreement must be made in writing and mutually signed or acknowledged by both parties.
2. Any waiver granted under this agreement shall be in writing and shall apply only to the specific instance for which it was granted.
3. The rights and remedies of each party under this agreement are cumulative and do not exclude any rights provided by law.
4. The partial exercise of any right or remedy shall not prevent its future full exercise.

## 12. Communication and Access

1. All official communication regarding this agreement, trade updates, and performance summaries will be conducted through the Advisor's designated platforms or official email address (carolyn.nelson@davidsonwealthteam.com).
2. In rare technical cases where firm channels are temporarily unavailable, clients may be contacted through alternate means, but documentation will resume on the official platform as soon as possible.
3. Notices are deemed received when electronic confirmation of transmission is acknowledged.

## 13. Governing Law and Jurisdiction

1. This agreement shall be governed by and interpreted in accordance with the laws of the jurisdiction under which the Advisor operates.
2. Any disputes arising under or in connection with this agreement shall be subject to the exclusive jurisdiction of the competent courts in that jurisdiction, unless otherwise mutually agreed upon in writing.

## 14. Conflict of Interest

The Advisor agrees to act in the best interest of the Client and to disclose any actual or potential conflicts of interest that may arise during the course of this engagement.

Where possible, measures will be taken to avoid conflicts. If a conflict cannot be avoided, the Advisor will provide full transparency and obtain the Client's consent before proceeding with any related action.

## Agreement Confirmation

By checking the box below, you confirm that you have read and understood these terms and conditions, and agree to proceed with the trading portfolio allocation.

Agree to continue
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