## Portfolio Summary

Initial Capital 1,500 USD
Trading Strategy 100% crypto-based high-conviction strategy
Primary Goal Actively grow capital using a flexible, high-conviction crypto strategy

## Portfolio Allocation Overview

Asset Class | Allocation | Description
--- | --- | ---
Strategic Core Assets | 50% | A stable allocation across high-conviction, large-cap cryptocurrencies
Altcoin Rotation | 30% | Actively managed positions in promising mid-cap and emerging tokens
DeFi/Yield Positions | 15% | Select yield opportunities through staking and DeFi protocols
USDC Reserve | 5% | Liquidity buffer to support rebalancing or fast entries into trades

## Strategy Notes

### Strategic Core Assets (50%)

This serves as the foundation of the portfolio, focusing on proven, large-cap assets known for stability and long-term upside. Allocation here is designed to reduce volatility while maintaining exposure to market momentum.

- Focus on Bitcoin (BTC) and Ethereum (ETH) as primary holdings
- Additional allocation to select large-cap altcoins with strong fundamentals
- Longer-term holding period compared to other allocations
- Rebalanced quarterly or during major market shifts

### Altcoin Rotation (30%)

This portion embraces flexibility, rotating into tokens showing strong short- to medium-term potential based on momentum, market sentiment, and project fundamentals.

- Focus on mid-cap cryptocurrencies with strong technical setups
- Opportunistic entries based on market cycles and narratives
- Active management with tighter stop-loss protocols
- Regular profit-taking at predetermined targets

### DeFi/Yield Positions (15%)

Capital will be placed in vetted DeFi platforms that offer yield generation with minimized smart contract and volatility risks.

- Focus on established DeFi protocols with strong track records
- Diversification across lending, liquidity pools, and staking
- Regular monitoring of smart contract risks and platform health
- Yield optimization while maintaining liquidity where needed

### USDC Reserve (5%)

Maintained in stablecoins to allow swift execution of short-term trades or to hedge in uncertain market conditions.

- Provides liquidity for quick entries into emerging opportunities
- Serves as a buffer during market volatility
- Allows participation in time-sensitive offerings
- Available for portfolio rebalancing when needed

## Key Trading Considerations

Risk Management: The portfolio is entirely crypto-based with idle funds remaining in USDC for capital preservation. No single position will exceed 20% of total capital without explicit approval.

Market Monitoring: Built to evolve dynamically with market trends and client input. Regular reviews will be conducted to adjust allocations as market conditions change.

Experience Level: Optimized for traders with prior experience and a high tolerance for risk-adjusted returns.

Fee Structure: Operates on a performance-based fee model you're only charged when the portfolio grows in value.

Reporting: Daily position updates and weekly performance summaries will be provided through the client dashboard.

## Portfolio Allocation Chart

Strategic Core Assets 50%
Altcoin Rotation 30%
DeFi/Yield Positions 15%
USDC Reserve 5%

## Client Information

Client Name Marten Teppan
Advisor Carolyn Greenwood Nelson
CRD 2081477
Base Currency USDC
Date

# Terms and Conditions

## 1. Purpose of Agreement

This agreement outlines the terms under which Carolyn Greenwood Nelson will provide discretionary investment guidance, trade execution, and portfolio management services to the Client. These services will be based on the Client's stated preferences as indicated in the submitted investment questionnaire, relevant details shared during prior interactions, and the Advisor's professional discretion aimed at supporting the Client's financial goals.

## 2. Scope of Service

The advisor will manage and/or guide the investment of funds deposited by the client into his trading account structured and tracked in USD Coin (USDC) or USD-equivalent terms.

Services include:

- Access to a managed model portfolio which may include elements of copy trading.
- Ongoing portfolio monitoring and rebalancing.
- Tailored investment decisions aligned with the client's stated risk profile and objectives.
- Trade-idea-based communication (where applicable).

## 3. Execution of Trades

Execution of trades will occur under a copy-trading format, where the client's portfolio mirrors a master portfolio managed by the Advisor. Adjustments will be made when necessary to reflect the Client's specific risk tolerance and objectives. Client can view real-time updates, monitor trades, and track performance.

## 4. Withdrawal

Funds can be withdrawn at anytime, provided they are not currently involved in an active trade.

## 5. Fee Structure

1. No upfront or flat management fees will be charged.
2. A performance-based fee of 15% will apply to net realized profits. No fee is charged unless the portfolio achieves gains, ensuring full alignment between the Advisor's and Client's interests.
3. Fees are calculated in the base currency (USD or USDC) and settled accordingly.
4. This fee arrangement may be reviewed and adjusted over time, subject to mutual agreement based on portfolio performance, size, or other relevant factors.
5. The client has final approval authority on all transactions.

## 6. Risk Disclosure

1. Investments in cryptocurrency and equity markets carry inherent risks, including the risk of partial or total capital loss.
2. Past performance is not indicative of future results.
3. The advisor will take reasonable steps to manage risk but does not guarantee returns.
4. Client acknowledges and accepts these risks before engaging in this investment service.

## 7. Confidentiality and Data Protection

The Advisor is committed to protecting the Client's personal and financial data in accordance with applicable data protection laws and industry standards.

All digital communications, account access, and documentation are secured using encryption protocols. The Client's data will not be shared or used for any purpose other than for providing agreed services, unless required by law or explicitly authorized by the Client in writing.

## 8. Termination

1. Either party may terminate this agreement at any time with written notice.
2. Upon termination, all positions will be closed (if under full management) or transferred to the client for independent management.

## 9. Consent & Agreement

By proceeding with the portfolio, the client acknowledges understanding and agreement to the terms stated herein. The client further confirms that all information provided in the questionnaire is accurate and complete to the best of their knowledge.

## 10. Limitation of Liability

1. The Advisor shall not be held liable for any direct or indirect loss resulting from system outages, internet connectivity issues, platform malfunctions, or data transmission failures beyond their control.
2. The Advisor shall not be responsible for any delay or failure to perform obligations under this agreement due to force majeure events, including but not limited to natural disasters, pandemics, war, civil unrest, or regulatory changes.
3. The Client remains responsible for adhering to any investment restrictions or limitations applicable to their personal or legal circumstances. The Advisor shall not be held liable for non-compliance in this regard unless explicitly informed in writing and acknowledged.
4. The Client is responsible for maintaining the confidentiality of their login credentials and notifying the Advisor promptly of any suspected unauthorized access.

## 11. General Provisions

1. All amendments or modifications to this agreement must be made in writing and mutually signed or acknowledged by both parties.
2. Any waiver granted under this agreement shall be in writing and shall apply only to the specific instance for which it was granted.
3. The rights and remedies of each party under this agreement are cumulative and do not exclude any rights provided by law.
4. The partial exercise of any right or remedy shall not prevent its future full exercise.

## 12. Communication and Access

1. All official communication regarding this agreement, trade updates, and performance summaries will be conducted through the Advisor's designated platforms or official email address (carolyn.nelson@davidsonwealthteam.com).
2. In rare technical cases where firm channels are temporarily unavailable, clients may be contacted through alternate means, but documentation will resume on the official platform as soon as possible.
3. Notices are deemed received when electronic confirmation of transmission is acknowledged.

## 13. Governing Law and Jurisdiction

1. This agreement shall be governed by and interpreted in accordance with the laws of the jurisdiction under which the Advisor operates.
2. Any disputes arising under or in connection with this agreement shall be subject to the exclusive jurisdiction of the competent courts in that jurisdiction, unless otherwise mutually agreed upon in writing.

## 14. Conflict of Interest

The Advisor agrees to act in the best interest of the Client and to disclose any actual or potential conflicts of interest that may arise during the course of this engagement.

Where possible, measures will be taken to avoid conflicts. If a conflict cannot be avoided, the Advisor will provide full transparency and obtain the Client's consent before proceeding with any related action.

## Agreement Confirmation

By checking the box below, you confirm that you have read and understood these terms and conditions, and agree to proceed in accordance with them.

Agree to these terms and conditions to continue
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